Thank you, Laura , for that kind introduction. This year, America will celebrate the 250th…
The Securities and Exchange Commission (SEC) today issued an interpretation clarifying how the…
Good afternoon, ladies and gentlemen, and thank you, Chairman Selig, for your insightful…
The Securities and Exchange Commission’s Division of Economic and Risk Analysis (DERA)…
Once upon a time, William John Howey arrived in the not-too-distant picturesque central Florida…
Today, the Commission proposed amendments to revise Rule 15c2-11 to refer only to equity…
The Securities and Exchange Commission today proposed amendments to Exchange Act Rule 15c2-11,…
Good morning, ladies and gentlemen, and welcome to our first Investor Advisory Committee…
Thank you, Brian . And thank you to the Committee and panelists for graciously giving of your…
Good morning. Nearly four years ago, I returned to the SEC as a Commissioner. That timeframe…
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